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Disclosures & Regulatory Documents

Regulatory documents, policies and important information about Raub Brock Capital Management, LP.

Regulatory Status

Raub Brock Capital Management, LP is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission. Registration as an investment adviser does not imply any certain level of skill or training, and it does not constitute an endorsement of the firm by the SEC.

Firm Documents

You can also look us up, and any other registered adviser, in the SEC's public Investment Adviser Public Disclosure database.

Performance and GIPS

Raub Brock Capital Management, LP claims compliance with the Global Investment Performance Standards (GIPS®) and has been independently verified for the periods June 1, 2001 through December 31, 2025. GIPS® is a registered trademark of CFA Institute. CFA Institute does not endorse or promote this organization, nor does it warrant the accuracy or quality of the content contained herein. To obtain a GIPS composite report, contact us.

Composite information, verification detail and the required disclosures are on our performance and GIPS compliance page.

Third-Party Rankings and Awards

Rankings and awards shown on our recognition page are not indicative of future performance, are not representative of any one client's experience, and are not a guarantee of future investment success. Each is based on the methodology, eligibility criteria and time period stated by the sponsoring organization, generally using information submitted by participating firms.

Anti-Money-Laundering Practices

To help the federal government fight the funding of terrorism, corruption, and money-laundering activities, Raub Brock is required to obtain, verify, and record information that identifies each client who opens an account with our Firm. When you open an account, we will ask you for identifying information, which may include copies of a photo-identification such as a driver's license or passport. Such information will be used to check prospective client identity against federal government lists of known terrorists and other money laundering groups.

Website Terms

The content of this website is for informational and educational purposes only. It is not investment, legal, tax or accounting advice, is not an offer or solicitation to buy or sell any security, and is not a recommendation of any security or investment strategy. It does not take account of any particular person's objectives, financial situation or needs.

Nothing on this website creates an advisory relationship. Information is believed to be accurate at the time of publication but is not guaranteed, and is subject to change without notice. Portfolio characteristics, holdings and figures are as of the dates stated and will change. Links to third-party websites are provided for convenience and do not constitute an endorsement of their content.

Questions

If anything here is unclear, or you would like a copy of any document rather than a link, contact us and we will send it.